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Malcolm
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Beside Lake Sevan in Armenia is an uncompleted hotel complex from the
Soviet period. Several such sites were abandoned with
the disintegration of the Soviet Union in 1991. Armenia
lacked the resources to complete them. Such grand projects
were not, in any case, a priority. The newly ex-Soviet
republic was dealing with the effects of a major earthquake,
and fighting a war with its neighbour Azerbaijan. In Yerevan,
street-trees were used for winter fuel because Azerbaijan
had cut off the oil supply. With little international
tourism, and without the party-organised workers' summer
vacations for which the hotel complex had been planned,
Armenia had no use for a new five hundred- room hotel.
Nor was there the means to demolish it. So the project
was abandoned. Being of solid construction, the empty,
unfinished structures remained.
The hulks have begun, nearly twenty years on, to seem like the monuments
of a long-dead past. Wildflowers grow around them as they
endure, set in a landscape of lakes, mountains and medieval
churches with their graveyards. The abandoned projects
join the category of the romantic ruin. The image they
present is not unlike that of a Greek Temples, or the
Baths of Caracalla in Rome, but it is transmuted into
the language of international modernism. Of course, I
am reading backwards. This is my projection as a Western
visitor (in Armenia for a summer school in art curating
and criticism). I attach the image of the abandoned project
which I saw to the category of the ruin. I already have
this category in my mental apparatus, established through
experiential and cerebral means - in previous visits to
Egypt, Greece, Italy, and so forth; and in reading Shelley
and other Romantic poets. My romanticised image is in
keeping with a latent Ostalgie - a nostalgia for
the culture of the East bloc reserved to Westerners -
so that the abandoned concrete towers read to me as the
detritus of a past civilisation and not merely as ex-Soviet
hulks. Yet the abandoned hotel complex represents, not
a lost civilisation, but a culture now encapsulated in
history. It is a history which spans the nineteenth and
the twentieth century, in both East and West blocs: modernism.
I want to revisit international modernism, the end of which began in the
1960s with the spectacular collapse and subsequent demolition
of tower blocks on both sides of the Atlantic. International
modernism also had a history in the East bloc. There is
a striking visual parallel between, for instance, the
Empire State Building (featured in the movie King Kong) and designs for the Palace of the Soviets
in Moscow, or the Palace of Culture in Warsaw. It was
an international style, and the term international denoted
a utopian thread, a desire for unity and cohesion after
the fracturing of Europe in the 1914-18 war. International
modernism produced progressive social housing as well
as public buildings and spaces; it was an expression of
belief in the viability of a better world to be engineered
by planning and design. That was its flaw in retrospect,
and the cause of its negative image after the 1970s. The
end of modernism coincided - or was accelerated by - an
ideological shift, too, in the 1980s, away from the post-war
consensus and the welfare state towards free-market economics
and the reinvention of nineteenth-century liberalism (the
movement for free trade) as neo-liberalism. While modernism
used concrete to articulate its vision of a really-existing
better world, it no longer had a place in the fluid economy
of immaterial production in financial services, tourism,
culture, and new technologies of communications. Its time
was over.
In face of the dystopia produced by globalisation's human consequences,[2] however, I want to ask
if international modernism can be salvaged. I do not want
to excuse the functionalist attitude to space which undermined
the good intentions of tower-block housing estates; but
could some elements of modernism's social vision be extricated
in a renewed interest in cities as sites of human occupation
and fulfilment rather than as the purist conceptualisations
of design? After postmodern eclecticism and laissez-faire, when building design is little more than the application
of a decorative coating to engineering structures for
the flexible economy, is there a possibility for projects
again shaped by the needs of human sociation?
Once as it was: a fine view
In Leipzig in the 1950s, the philosopher Ernst Bloch - an associate of
T. W. Adorno and Walter Benjamin, but not as such a member
of the Frankfurt Institute for Social Research - recalled
the architecture of the inter-war period. Revising a text
begun in the United States in the 1930s, Bloch writes
that the basis of 'the new architecture' is 'openness:
it broke the dark cave. It opened vistas through light
glass walls'[3] Later in the text Bloch cites the Bauhaus, whose masters'
houses beside the new building in Dessau (1929) epitomised
the use of transparency - literally seeing through the
walls in which large plate glass windows replaced brick
- as a metaphor for democracy. A further innovation was
the use of industrial materials in the new Bauhaus, its
doors and windows picked from a catalogue for factory
construction. But Bloch is unsure; the rise of fascism
(and industrialised annihilation of minority and dissident
groups, including Jews and Marxists) is equally part of
this period's history. Transparency came too early:
The open door, the wide open window is threatening
... The house might again become a fortress if not the catacombs.
The wide window filled with a noisy outside needs an outside
full of attractive strangers, not full of Nazis; the glass
door down to the floor really presupposes sunshine that
looks in and comes in, not the Gestapo.[4]
Non-contemporaneity is a recurrent theme in Bloch's work; but here he
also observes a paradox: modernism looks to 'the outside,
toward the sun and the public sphere' but it also looks,
at the same time, to an 'increasing desire for an enclosed
security of life ... .'[5] In retrospect this can be understood: public life
is difficult under totalitarianism.
Bloch understands that modernism carried out a necessary cleansing of
the decorative junk of the typical nineteenth-century
bourgeois interior, but sees that elimination as all that
remains of an architectural vocabulary - as if 'we have
no ideas left.'[6]
He also foresees the perceived sterility of the modernist
urban environment when, '... 'purity' consists of omissions
and unimaginativeness, as long as the mirth consists of
ostrich policy ... and the silver sun ... is chrome-plated
misery.'[7]
This may have been in part a judgement of taste but it
was also a matter of economic relations; Bloch's remarks,
however rhetorical, anticipate recent calls for recognition
that architecture has taken on a limited role in delivering
the façades required to embellish capital's restructuring
of cities. Bloch writes,
Architecture cannot at all flourish in the
late capitalist hollow space since it is, far more than
the other fine arts, a social creation ...Only the beginnings
of a different society will make true architecture possible
again ... The abstract engineer style will not ... become
qualitative ... Rather this hollow space penetrates ... engineering
as much as the latter increases the hollowness by its
own emptiness.[8]
Bloch does not offer guidelines for an alternative design style except
to say that the human dimension fills the hollow space
in better times; but his critique emphasises the ambivalence
of built space, its enclosure of air which initiates a
dialogue between inside and outside (too easily turned
into a dualism). Turning inwards in Germany in the 1930s
was, for Bloch as a Jew and a Marxist, a reaction to exterior
conditions of emergency. Herbert Marcuse argues in an
essay on French literature during the early 1940s (the
period of German occupation ) that love poems and stories
- a literature of intimacy and not of politics - was the
last resort of freedom.[9] Yet the city was always a retreat, a site of stability
against the vicissitudes of weather and season, against
wild nature's arbitrary wrecking of human plans, its walls
a last resort against the pillaging of armies. If this
image persisted, the sense of catastrophe produced when
parts of a city collapsed, not as a result of bombardment
but of structural and design flaws, was acute. But it
happened.
The Falling Towers
Ronan Point, a social-housing tower block in Newham, East London collapsed
on 16 May, 1968, within three months of its completion.
Not the whole block fell, only one corner, but it was
enough to signal the approaching end of the modernist
urban era. Of course, no single event marks a shift between
historical periods. Even the dismantling of the Berlin
Wall in 1989 was only a point in a history which began
perhaps in 1917, or in 1945, or is still incomplete. Yet
the spectacle of rubble around the tower block, in press
and mass-media coverage, together with (as I explain below)
a long enquiry conducted for the building's tenants which
led to its final demolition in 1984, acts as a landmark
in the reception of modernist planning and architectural
design. That such new blocks were intended to provide
decent homes for economically disadvantaged people after
the bombing of inner and east London in the 1940s, could
be overlooked. That some projects were well-resourced
could be forgotten in a general perception that tower-block
social housing constituted or at least contributed to
urban blight. For the new tenants in the 1960s, in contrast,
the indoor bathrooms and fitted kitchens inside the tower-block
flats represented a life of ease, cleanliness, and social
equality. Built in the welfare state, Ronan Point was
intended to provide decent housing for people who previously
lived in a residual and declining nineteenth-century housing
stock. It seemed like a dream.
Ronan Point used a new system of pre-cast concrete sections and a steel
frame, with in-situ concrete casting. As architect Sam
Webb noted in his subsequent report for the tenants, the
tolerance of error was like that of watch-making yet it
had to be done '180 feet above the ground, on a wet Friday
afternoon'[10]
At about 5.45 in the morning of 16 May, 1968, Ivy Hodge,
a cake decorator, got up and went to her kitchen to make
a cup of tea. She lit the gas and was thrown across the
room by an explosion. Carole Eustace recalls that, 'the
noise continued and seemed to get louder ... as I got out
of bed the wall was missing.' and James Chambers that,
'The whole place shook. ... we found ourselves staring out
over London, our heads just two feet away from the 80-foot
drop' while showers of debris and furniture plunged past
him.[11] Four people died and seventeen were
injured as a result of the gas explosion. But the explosion
itself was not that powerful. Webb found litter and aluminium
cans wedged into voids which should have been filled with
concrete; but he also found that poor workmanship was
not the only problem: the underlying cause of the collapse
was structural redundancy - the inability of one pre-cast
section to support the load of those above it if one element
failed. This allowed a relatively minor impact to be disastrous,
so that a corner section fell down. After the explosion,
legislation was introduced to require greater resistance
to explosions in tower blocks. Initially, the block was
repaired and re-tenanted; but Webb persisted in his research,
paid by the tenants not the local authority (ruining his
career in process, he said),[12]
showing that the block was generically unsound. Ronan
Point was eventually demolished to public rejoicing in
1984. Across the Atlantic, the televised demolition of
the Pruitt-Igoe social housing blocks in St Louis, designed
by Minoru Yamasaki, on 15 July, 1972 offered a second
image of modernism's collapse. For Charles Jencks it marked
the end not only of modernism but also of allegiance to
its utopian programme.[13] Jonathan Hughes similarly reads the demolition of
Pruitt-Igoe as a sign for 'the bankruptcy of ... the modernist
project and State-sponsored mass housing.'[14]
Is it over, to be junked in the dust of demolition, as
defunct as state socialism?
A reconsideration
International modernism was developed in the inter- and post-war periods
as a utopian project. Key to its development were the
proceedings of the International Congress of Modern Architects
(CIAM) from 1928 into the 1960s. CIAM debated planning
as well as architectural design. Among its (trans-Atlantic
but mainly male) members were Le Corbusier, Aldo van Eyck,
Siegfried Giedion, J. M. Richards, and Josep Sert.
Le Corbusier stated the function of the modernist planner as creating
a 'clear image of cities' in which 'Urbanism and architecture
are the two hands which give order to the natural play
between the individual and the group, this complex game
whose goal is individual freedom and the abundant radiance
of collective power ...'[15]
Marina Lathouri draws on Fran¨oise Choay to interpret
Le Corbusier's text as a response to the expansion of
city populations and the resulting tension between the
individual and the new mass public. This partly reflects
the approach of the Chicago School planners and urbanists,
such as Louis Wirth and E. W. Burgess, that cities were
sites of conflict caused by migration, so that zones underwent
transitions as the middle-classes moved to the suburbs.
But it adds a European dimension, in a new relation between
design and space by which urbanism comes to mean an ordering
of urban spaces in particular ways - the plan, that is,
determines how people live in the spaces it delineates.
Built space determines behaviour, as in Materialist philosophy.
An outcome of the kind of urbanisation envisaged by Le Corbusier was the
minimum dwelling, or basic dwelling unit. Citing the papers
from the second CIAM meeting in Frankfurt in 1929, and
the account of Czech architect Karel Teige, Lathouri explains,
'this idea of dwelling was not so much concerned with
... spatial scale as it was with a culture of the urban
and the ideals of the future - the ideals of the new relationship
between the individual, the social and the city.'[16]
The emphasis changed after 1945 (as I explain below),
but Lathouri summarises the emphasis on industrial form
and system in the earlier CIAM meetings:
The debates of the early congresses allowed
ideas that were already familiar, such as that of the
'standard product', the 'mass-produced house', and the
city as 'biological agglomeration', to be organized into
identifiable architectural strategies, capable of operating
across a number of scales.[17]
The minimum dwelling could be evolved anywhere, like a transportable kit
of parts to be reassembled in varying arrangements. It
was also a geometric arrangement, so that parts could
slot into varied patterns of related proportion, usually
using industrially produced components.
The idea of the minimum dwelling was partially applied in Barcelona by
Sert, in an apartment building at Carer Muntaner in 1930-31.
It has duplex apartments, top-floor studios, terrace gardens,
and metal corner balconies. Sert then collaborated with
Josep Torres Clavˇ to design a larger apartment complex,
the Casa Bloc (1933-36), and a dispensary in Pasaje Sant
Bernat (1934-38). Casa Bloc was commissioned by the Catalan
Commissariat for Workers' Housing and was intended to
provide communal services and amenities such as a social
club, sports club, and infant school.[18] With the Civil War, these were replaced by police
housing. Torres Clavˇ died fighting for the Republic at
the front in 1939, which illustrates the alignment of
progressive urbanism with Left politics (while the Right
tend to prefer traditional design and materials). The
same may be loosely said of the Bauhaus: Walter Gropius,
its first Director, adopted a progressive but spiritual
approach, writing in a letter to Ernst Hardt, 'I have
large scale ideas for Weimar ... Namely, that Weimar ... is
the most suitable ground for laying the cornerstone of
a coming Republic of the Spirit.'[19] Gropius urged a regeneration
of craft skills to deliver his vision, and the assimilation
of artists into a new 'guild of craftsmen without the
class distinctions that raise an arrogant barrier between
craftsman and artist.'[20] After moving to Dessau in 1929 and
then Berlin, the Bauhaus was closed by the Nazi regime
six days after it came to power, on 11 April, 1933.
In the same year, 1933, the rejection of Le Corbusier's design for the
Palace of the Soviets in Moscow led CIAM to abandon its
plan to hold its fourth meeting there. Yet Susan Buck-Morss
argues that the designs for the Palace of the Soviets
in Moscow, as displayed in 1933 as the results of a competition,
visually mimic that of the Empire State Building in New
York (opened in 1931). Comparing Boris Iofan's design
for the Palace with a poster for the movie King Kong
(1933), in which the giant ape Kong is depicted on top
of the Empire State Building, Buck-Morss says that in
both form and content, 'the images are strikingly similar.'[21] In another example
of what appears, not a parallel modernism as occurred
in some colonial situations, but the same modernism serving
two ideologies, the design for Green City by Moisei Ginzburg
and Mikhail Barshch, a competition entry for a new settlement,
used a linear plan with separate zones for cars and dwelling,
juxtaposing natural and geometric ordering, in 'the international
style of the Bauhaus and Le Corbusier'[22]
To these two cases of cross-fertilization between the
West and the East-bloc, I would add one which draws on
the utopian concept of the Garden City Movement as well
as that of modernism: the plan for Yerevan, the capital
of Armenia.
Alexander Tamanyan drew up the plan in the 1920s, in the Stalinist period,
for a city which, in Tsarist times, was a relatively minor
outpost of the Empire. Tamanyan used a circular outer
boulevard with a margin of green space, within which the
built zone is dissected by broad avenues and a street
grid. He adapted the spatial principles of both the Garden
City and modernism to the conditions of the Soviet Union.
Art critic and curator Nazaret Karoyan explains: ' The
geometrical shape of the plan ... as well as the circular
streets bordering it ... came to signify the 1930s enthusiasm
for constructing a socialist, just and equal society'
while 'reproducing the utopian image of Campanella's Sun-City.'[23]
Today, Tamanyan is celebrated in a bronze statue, and
his plan is still clearly evident in the city's aerial
view. But Yerevan is rapidly changing. It no longer expresses
enthusiasm for social equality but adopts the mode of
Los Angeles-style global capitalism in a new Northern
Avenue of stone, steel and glass fa¨ades (with a sop to
a notion of a national architectural style drawn from
pre-modern buildings) to create a new vista from Republic
Square and the National Museum to the (ironically, Soviet-period)
Opera House. While the hotel complex by Lake Sevan has
been abandoned, the Northern Avenue states the triumph
of postmodern eclecticism and the new economy of brands.
But, as I asked above, is this the end of the story?
Shadows
There were shadows as well as the vistas and the bright glass walls; the
entrances to the displaced dark cave (to borrow Bloch's
rhetoric) simply opened in new places. International modernism
articulated a vision for a better world to be brought
about by design, planning, and new technologies of production,
but it was brought about, too, by a fear of uncertainty
which, I think, produces the recourse to functionalism
which underpins and undermines modernist social housing
and the modernist concept of the city. The desire for
a unified and coherent entity suggests a idea of a conflict-free
city, and follows from a fear of catastrophe - taken to
excess in the mass slaughter of the 1914-18 war and then
again in the rise of fascism and the destruction of cities,
with mass civilian casualties, in the 1939-45 war. Barry
Curtis writes, 'The opportunities to participate in reconstruction
and the utopian potential for beginning anew have to be
weighed against the impact of the erasure of place by
blitz and atomic weapons and the ultimate challenge to
humanist-based theories posed by the creation of non-places
like Auschwitz.'[24] After 1945 the imperative was to
rebuild, to draw a line under a past which could not be
allowed to return, and which could be admitted into public
memory only with difficulty. For Zygmunt Bauman, that
past was not an anomaly but a product, the default position,
of the industrialisation of consciousness which enabled
mass production but also the efficient dehumanization
of victims.[25]
Michael Sorkin reads modernist housing design as informed not by fear
but by the perhaps equally restrictive framework of 'the
Calvinist parsimony ... that offered both a ... chaste, disciplinary
atmosphere and the putative rationality of visibility
... that guaranteed a clarity of replicability ...'[26] So, one person's
house is just like another's of equal status. If rational
design ensures equity, however, is this an expression
of a Kantian disinterest? In one way such disinterest
would eliminate personal and vested interests, as in reliance
on professional expertise in planning (not the rival interests
of politicians) in the rational-comprehensive planning
model;[27] in another way it sets the actualities of use and
occupation apart from the design process, which becomes
as if a meta-process in a purified realm. It was a brittle
dream. And it was compounded by a reliance on a preconceived
image of an ideal city.
Utopias from Campanella's City of the Sun onwards (or at least modern
readings of them) tend to entail a prescriptive and sometimes
regressive approach. A projection of an idealised remote
past becomes the informing principle for a future world,
as if it is a matter not of confidently inventing a future
but of reinstituting one which was once there and can
therefore be restored. The brittle dream conjured a world
which never was except as aspiration. Can that aspiration
be extricated now?
A rehabilitation?
Recently there have been calls for a rehabilitation of international modernism.
Writing on Southampton, a city the centre of which was
rebuilt after wartime bombing, Owen Hatherley sums up
the modernist project as building '... a new world on the
ruins of the old.' but asks, 'what ... if the new society
never emerged? We have been cheated out of the future,
yet the future's ruins lie about us.' yet also, 'can we
... excavate utopia?'[28] After Ronan Point and Pruett-Igoe
the modern project seemed defunct. If there had been a
trajectory of human progress reflected in the development
of the new concept of the city, that concept dissolved
into the multiple images of cities of post-modernism,
and the abandonment of boundaries between art, design,
architecture, fashion, advertising, mass media, and public
relations. Utopianism was discredited as either unrealistic
or tainted by totalitarianism, and in England seen as
rather European.
Despite the failures, however, I want to argue that the utopian stand
of international modernism can, as Hatherley argues, be
recovered. This is not to say it can be brought back into
use as it was, but that some of the critical elements
of modernist planning and architecture are worth reconsidering
today.
As evidence of a renewed interest in modernism, Hatherley cites the exhibition
Modernism: Designing a New World at the Victoria & Albert Museum, London, in 2006:
'Modernism has not been this accepted in Britain since
the 1970s.'[29] He notes that Erno
Goldfinger's Trellick Tower in north-west London has been
re-framed, no longer taken as an icon of planning blight
but preserved - a listed building. In contrast, other
buildings by Goldfinger - a cinema and two buildings for
the British Communist Party - have been demolished. And
a tower block in Shadwell, east London, identical with
Trellick, receives less critical acclaim. But if Trellick
is now positively re-coded, and is now a block in which
people want to live - because it has been refurbished,
and because media attention has made it fashionable -
what aspects of modernism are open to recovery?
CIAM's aim was to rebuild the world after catastrophe. Christopher Hight
notes that surveys of modernist architecture describe
post-war housing as reflecting sociological, ideological
and functionalist criteria.[30] Failure was not in
general a result of bad work or false economy, as at Ronan
Point. The Thamesmead estate in south-east London, for
instance, was well-resourced, and in some ways typical
of 1960s and 1970s social housing in offering residents
a relatively good standard of space and amenities, with
high specifications and plentiful green space. Thamesmead
was (and is) peripheral, however, badly served by public
transport and a long journey from London's cultural life,
department stores, and centres of employment. Today it
exhibits security features - like barbed wire on the fence
around a health centre - which denote a pervasive sense
of insecurity. The broad, open walkways which the designers
saw as public spaces for mingling are now sites of watchfulness.
A generic difficulty in post-war re-housing was that members of hitherto
closely knit communities, acting as extended families
within a street or group of streets, were dispersed to
different sites so that the informal support networks
which they provided were lost. That was a failure of town
planning. The equivalent failure of design was that space
was rigidly demarcated, as if to tell the people re-housed
in sites such as Thamesmead that they were deemed unable
to organise space for themselves.[31]
Complex social relations and occupations of space do not easily translate
into plans. Activity in narrow inner-city streets may
seem spontaneous or beyond mapping, and is understood
through tacit rather than technical or intellectual knowledge.
Then, as Edward Robbins argues, what is read as the chaos
of an inner-city street is its real attraction: 'shared
understandings of the rules of engagement make the street
[an] ordered and organized place.'[32]
The inner-city street is a multiple-use zone in planning
terms, as subtle as the Dutch home-zone, but its organization
is informal and invisible to outsiders; nor does it use
professional expertise. The tacit knowledge of dwellers,
nonetheless, enabled generations to grow up with a sense
of belonging and inclusion, and ability to learn the tactics
of everyday life from those, slightly older and more worldly
than themselves, who used them all the time, in spaces
which were (and are) described as sites of deprivation
or chaos, suitable for wholesale clearance. The model
of clearance creating a tabula rasa on
which to inscribe new plans is, to me, the key difficulty
in modernist urbanism.
Should spatial organisation be handed over to dwellers? Ben Franks argues
that the non-plan approach - which was proposed in the
1960s - has ambiguous connotations. He cites the paper
'Non-Plan: an experiment in freedom' by Rayner Banham,
Paul Barker, Peter Hall and Cedric Price[33] but sees a conflict between a participatory
ambition on the part of these writers and the alignment
of that ambition to what seems in retrospect as if the
precursor of neo-liberal de-regulation, epitomised by
the writing of Friedrich Hayek. Franks summarises Hayek's
position:
Social planning for given outcomes ... was insufficiently
flexible to deal with the myriad needs and desires of
a large population. An imposed order ... was ... identified
with socialism ... [This was] contrasted with ... the spontaneous
order created by individuals obeying certain economic
rules, specifically those of the market economy, modifying
their behaviour as that of their neighbours and competitors
altered. The board game was a good analogy ... The rules
were set but the outcome was undecided.[34]
Hayek seems to me to fundamentally misunderstand the situation: he assumes
two rival ideologies (writing in the Cold War) and takes
a partisan position for Western liberalism as representing
an organic spontaneity with its own (invisible and ineffable)
mechanism for ensuring equilibrium, against the East-bloc's
prescriptive and rigid control of life (totalitarianism),
as if people in a market system can do as they like regardless
of the divisions and demands placed on them by the market
and its (equally prescriptive) mechanisms of exchange.
What Hayek describes is, to me, a polarity of two command
economies: one of the state and another of the market.
The differences between them are therefore an inadequate
explanation of the failure of modernism, not least because
there are as many similarities as differences between
the inter- and post-war architecture of both East and
West blocs (as Buck-Morss shows, cited above). The peripheral
tower blocks and expressways are found in both camps,
as are sites of power and domination.
Having said that, the reception of utopian ideas in England has tended to be coloured
by distrust - too bright a light. In this manner, Hatherley
cites George Orwell on the failure of socialism in Britain
as a failure of presentation:
Socialism was associated with ... two tendencies
... First, the back-to-nature 'prig's paradise' of the garden
cities, 'sandal wearers', faddists and ruralists; and
second, ... science fiction machine utopianism ... all those
Constructivist photos of glittering tractors ... .[35]
More than presentation is involved, perhaps, but this cultural current
helps explain a readiness for modernism's demise when
events ruptured its claims to the engineering of a better
world. Franks aligns a non-plan approach with de-regulation,
but, while it is difficult to map the experiments of,
say, self-build housing schemes onto the scale of a metropolitan
city, I suggest an underlying difficulty is the pursuit
of a pre-existing model, in effect becoming an instrumentalism
which may assist delivery of the dream yet, immediately
and internally, compromises it. The means, that is, are
inappropriate to the envisaged ends. Only means which
enact those ends will bring them to life.
I want to address one further issue. The idealised city of international
modernism, and especially in the post-war period, was
a reaction to the mass destruction of the war. This both
created a blank space for new inscription, and lent the
planner or designer the role of displacer of memories
of war. In the ideal city, space is not contested, nor
are voices raised in antagonistic claims to space and
visibility. As Hight says, the modernist housing project
is a device to mediate conflict between 'social order
and subjective effects' and does so through proportion
and scale.[36]
A quite different means of conflict resolution occurs in radical planning,
and in the diversification of planning knowledge introduced
by what Leonie Sandercock calls listening to voices from
the borderlands. Sandercock has in mind women, people
of colour, and members of minority groups: '... the voices
of the multicultural city, of those who have been marginalized,
displaced, oppressed or dominated. They are the subjective
voices of experience...'[37]
Much of radical planning's theory is based on experiential
learning in the majority world, in projects for social
housing (and in the growing recognition that self-build
housing - or the informal settlement - has many advantages
over the rigid and typically over-prescriptive government
housing scheme. It seems as though, far away from the
power centres of the free market economy - a lesson in
handing-over has begun to take root.[38] Jonathan Hughes notes that architects have begun
to consider the agency of social groups in the affluent
world as well, even if they 'have listened ... [but] not
always talked' to them.'[39] To a limited extent, self-build
housing is gaining a foothold, too, four decades after
Walter Segal's project in Lewisham, south London in the
1970s.[40] As Hughes puts it,
Both the aesthetic and programmatic concerns
of architects embraced alternative approaches, although
a common aim prevailed: to re-engineer a sense of agency
on the part of the public in the design process, to address
the imbalance of power which appeared to operate in favour
of developers and officials.[41]
Lathouri argues that, in any case, after 1945, functionalism ceased to
be the dominant allegiance in CIAM, the minimum dwelling
being displaced by a concept of a human habitat which
merged into broader cultural and geographical systems
and networks.[42]
CIAM was also divided within itself. For some contributors,
the city was a matter of relations between the block,
the street, the square, and the region, in an extension
of inter-war rationalism. Writing on CIAM 8, in 1951 (in
Hoddesdon, England), Curtis notes the influence of Cold
War politics, extant in a perception of totalitarianism
in the more prescriptive model of the inter-war congresses,
and in a feeling that planning might not prevent recurrence
of totalitarianism in Europe. Nonetheless, the paradox
was whether the prevention of catastrophe 'was best done
by contriving a plan which excluded those possibilities
or by abandoning the concept of planning altogether.'[43]
At this point, some younger members of CIAM turned to a direct materialism
in the Brutalism which subsequently produced concrete
tower blocks with walkways designed as equivalent to the
village street with its informal communications between
neighbours. Alison and Peter Smithson saw older figures
in CIAM as 'losing the visionary plot and ... failing to
understand the relationship between form and ... the complexity
of human need and response.'[44] while, 'the short
narrow street of the slum succeeds where spacious redevelopment
frequently fails.'[45]
Their transposition of the inner-city street was - now
it can be seen - problematic; probably it failed because
it was only ever an idea, as remote as Eden or Arcadia,
thus reproducing in a new way the abstraction of the model
they sought to supersede. The Brutalism of the blocks
was well-intentioned, however, and to me it is not the
form which is the problem so much as the instrumentalism
of its imposition for others - thereby yet again deemed
unable to understand or enact spatial dynamics for themselves.
Hence the popularity of demolition, when a tower block
is toppled and the aims which hasd once informed it are
as lost among the rubble as the dreams of a workers' paradise
lie wrecked in the weeds and the empty concrete hulk by
Lake Sevan.
Conclusion
Today, in the ex-East bloc, the styles of modernism are adapted, with
an added post-modern eclecticism, to denote the new empire
of consumption. In a renewed similarity between what is
now the ex-East and ex-West, cities representing affluence
rise in the spaces of a further wave of urban clearance.
Meanwhile, the unfinished projects of the Soviet time
stand abandoned, too sturdily constructed to fall down.
The disgraced edifices of modernism offer an opportunity
for dismissal or reconsideration, not far removed from
the opportunity for erasure or remembering offered by
the displaced statues of Marx and Lenin which once stood
in East-bloc public squares.[46] I keep returning to the mirroring
of the failure of modernism and that of state socialism;
this reflects my reluctance to let go of a history in
which there were two ideologies (one of which sought freedom
as the end of history). So if my aspiration that something
of the principles of international modernism might be
reclaimed - without the functionalism or the avant-gardism
by which architects and planners interpreted the world
for others – then this echoes my Ostalgie.
But that is not all. Thinking of self-build housing, I am reminded that
there is an ingenuity of design in everyday life, based
in tacit knowledge. This is inadequate to produce sustainable
future cities, yet shows that the expertise of dwellers
has a potential to be of equal value beside the technical
or intellectual knowledges of the professionals who have
dominated urbanism since the nineteenth century. Lathouri
writes of a post-war sense of collective identity based
on the regulatory state acting for the public good, but
that this gave way to 'the penetrative power of capital,
productivity, technology and affluence.'[47]
The human content was subsumed in geographical divisions
and ideologies as a 'universal ... condition, which did
not deny altogether the ideologically powerful notion
of progress.'[48]
I support the regulatory state, but that state, if it
has an ethos of public welfare, can accommodate the informal
architecture of self-build housing, allotment huts, and
the diverse ways in which dwellers create identity within
their surroundings. The empty hulks of abandoned modernism
are an image of a past now captured by history, but may
also – in imagination - be a point of departure
for a new utopian urbanism which accepts that cities are
ever-unfinished.
Malcolm Miles
[1] This will be published as a
chapter in Nutopia,
ed. Miles, M. and Savage, J. to be published by University
of Plymouth Press, 2011/12; and an extended version
of a paper first delivered at the conference Futu.re City - Futu.re Bauhaus, at Bauhaus University, Weimar, Germany,
4-6 November 2009; and developed further in a seminar
for the Culture-Theory-Space research group at the University
of Plymouth, UK, 21 January 2010.
[2] Bauman, Zygmunt, Globalization:
its human consequences,
Cambridge, Polity, 1998; Liquid Modernity,
Cambridge, Polity, 2000
[3] Bloch, Ernst, 'Building in Empty Spaces', in The Utopian Function of Art and Literature,
Cambridge (MA), MIT, 1993, p. 186 [extract from The
Principle of Hope, Cambridge (MA) MIT, 1986, pp.
733-737; first published in German, Frankfurt-am-Main,
Suhrkamp, 1959 - the 1986 publication uses the term
'hollow' not 'empty' spaces]
[4] Bloch, 'Building
in Empty Spaces', p. 187
[5] Bloch, 'Building
in Empty Spaces', p. 186
[6] Bloch, 'Building
in Empty Spaces', p. 187
[7] Bloch, 'Building
in Empty Spaces', p. 188
[8] Bloch, 'Building
in Empty Spaces', p. 189-190
[9] Marcuse, Herbert, 'Some Remarks
on Aragon: Art and Politics in the Totalitarian Era',
in Technology, War and Fascism,
Collected Papers vol. I, ed. Kellner, Douglas, London,
Routledge, 1998, pp. 199-214
[10] Wearne, P.
Collapse: Why Buildings Fall Down, London, Channel
4 Books, 1999, p. 188
[11] Wearne, Collapse,
p. 85
[12] informal conversation with
the author, Kent Institute of Art & Design, Canterbury,
1988
[13] Jencks, Charles
The Language of Post Modern Architecture, New
York, Rizzoli, 1991 [first published 1974] p. 2
[14] Hughes, Jonathan
'After Non-plan: Retrenchment and Reassertion', in Hughes,
Jonathan and Sadler, Simon,. eds Non-Plan - essays
on freedom, participation and change in modern architecture
and urbanism, Oxford, Architectural Press, 2000,
p. 166
[15] Le Corbusier, Sur les quartres
routes, Paris, Editions
Denoel and Fondation Le Corbusier, 1970, pp. 15, 26,
153, cited (and translated) in Lathouri, Marina, 'The
necessity of the plan': Visions of individuality and
collective intimacies', in di Palma, Vittoria, Periton,
Dianna, and Lathouri, Marina, eds. Intimate
Metropolis, London,
Routledge, 2009, p. 155; p. 169, n. 3
[16] Lathouri, 'The necessity of
the plan', p. 159
[17] Lathouri, 'The necessity of
the plan', p. 154
[18] Gonzalez, Antoni and Lacuesta,
Raquel, Barcelona architecture guide 1929-2002, Barcelona, Editions Gili, 2002, p. 34
[19] Gropius, W. letter 14 April
1919, quoted in Isaacs, Reginald, Walter Gropius, Bern, Mann Verlag, 1983, p. 209, cited in Forg‡cs, Eva, The
Bauhaus Idea and Bauhaus Politics,
trans. Bakti, john, Budapest, Central EuropeanUniversity
Press, 1991, p. 26
[20] Gropius, Walter, 'Programme
of the Staatliche Bauhaus Weimar' April 1919, quoted
in Wingler, Hans, ed. Das Bauhaus 1919-1933 Weimar,
Dessau, Berlin,
Berlin, Rosach, 1969, p. 31, cited in Forg‡cs, The
Bauhaus Idea and Bauhaus Politics,
p. 27
[21] Buck-Morss,
Susan, Dreamworld and Catastrophe: The Passing of
Mass Utopia in East and West, Cambridge (MA), MIT,
2002, p. 174
[22] Buck-Morss,
Dreamworld and Catastrophe, p. 113
[23] Karoyan, Nazaret, 'Public
Sphere as a Place for Gifts: Social-Symbolic Characteristics
of the City-Building of Post-Soviet Yerevan' in Harutyunyan,
Angels, Horschelmann, Katrin, and Miles, Malcolm, eds.
Public Spheres After Socialism, Bristol, Intellect Books, 2009, p. 30
[24] Curtis, Barry.
'The Heart of the City', in Hughes, J. and Sadler, S.
Non-Plan - essays on freedom, participation and change
in modern architecture and urbanism, p. 54
[25] Bauman, Zygmunt,
Modernity and the Holocaust, Cambridge, Polity,
1989
[26] Sorkin, Michael,
Some assembly Required, Minneapolis, University
of Minnesota Press, 2001, p. 132
[27] Sandercock, Leonie, Towards
Cosmopolis, Chichester,
Wiley, 1998, pp. 87-89
[28] Hatherley,
Owen, Militant Modernism, Ropley, Zero Books,
2008, p. 13
[29] Hatherley,
Owen, Militant Modernism, p. 15
[30] Hight, Christopher,
'Pervasive Intimacy: The Unité d'Habitation and
Golden Lane as Instruments of Postwar Domesticity',
in Palma, V. D., Periton, D., and Lathouri, M. eds Intimate
Metropolis, London, Routledge, 2009, p. 218
[31] Robbins,
Edward, 'Thinking Space / Seeing space: Thamesmead Revisited'
Urban Design International, vol 1, 3, 1996, pp.
283-291
[32] Robbins,
'Thinking Space / Seeing space:, p. 286
[33] Banham, Raynor,
Barker, Paul, Hall, Peter and Price, Cedric, (1969)
'Non-Plan: an experiment in freedom', New Society,
20 March, pp. 435-443
[34] Franks, Ben,
'New Right/New Left: an alternative experiment in freedom',
in Hughes, Jonathan and Sadler, Simon, eds (2000) Non-Plan
- essays on freedom, participation and change in modern
architecture and urbanism, Oxford, Architectural
Press, p. 33
[35] Hatherley,
Militant Modernism, p. 122, citing Orwell, G.
(1988) the Road to Wigan Pier, Harmondsworth,
Penguin, pp. 104-105
[36] Hight, 'Pervasive
Intimacy:, pp. 218-219
[37] Sandercock, Towards Cosmopolis,
p. 110
[38] see Hamdi, Nabeel, Housing
Without Houses: Participation, Flexibility, Enablement, London, Intermediate Technology Publications, 1995
[39] Hughes, 'After
Non-plan', p. 166
[40] Broom, J.
and Richardson, B. The Self-Build Book, 2nd
ed. Totnes, Green Books, 1995, pp. 173-186
[41] Hughes, 'After
Non-plan', p. 166
[42] Lathouri, 'The necessity of
the plan', pp. 164-165
[43] Curtis, 'The Heart of the
city', p. 53
[44] Curtis, 'The Heart of the
city', p. 61
[45] Curtis, 'The Heart of the
city', p. 53, citing Frampton, Kenneth,
Modern Architecture: a critical history, London,
Thames and Hudson, 1980, p. 271
[46] Mulvey, Laura,
'Reflections on disgraced monuments', in Leach, Neil,
ed Architecture and Revolution: contemporary perspectives
on central and eastern Europe, London, Routledge,
1999, pp. 219-233
[47] Lathouri, 'The necessity of
the plan', p. 163
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